July 14, 2024


Make Every Business

Advisors Join LPL Financial, Stratos to Launch Independent Firm, Outcome Private Wealth

CHARLOTTE, N.C., Feb. 17, 2022 (Globe NEWSWIRE) — LPL Financial LLC announced now that economical advisors Jason J. Howard, CFP®, CIMA, AIF, Shane Kunz, CFP®, CIMA and Chad Horne, CPWA have joined LPL Fiscal to launch an independent apply, Result Personal Prosperity. They are aligned with Stratos Wealth Associates. The staff noted acquiring served $1 billion in advisory, brokerage and retirement system belongings.* They join from Wells Fargo Advisors.

Centered in Salt Lake Metropolis, the trio of advisors has worked alongside one another for far more than a 10 years, just about every bringing a exclusive background and viewpoint to the agency. Collectively, they deliver holistic expense information, financial setting up and wealthcare to affluent households, professionals, business house owners and retirees. The End result Personal Prosperity group also involves 4 place of work guidance employees customers.

“We are a legitimate crew with the exact core values, and we’ve produced this exercise with a laser aim on money outcomes for our shoppers. Our objective is to enable simplify the more and more advanced economic landscape and produce long lasting strategies to assist help you save clients’ time and cash,” stated Horne, a previous professional medical profits manager who switched occupations after his financial planner influenced him to aid other folks navigate their possess economical highway map.

The Outcome advisors turned to LPL and Stratos in their quest for extra freedom and autonomy, as effectively as improved know-how and the capacity to offer clients with differentiated ordeals. “Over the years, we have been accustomed to serving consumers with some of the best means out there, but as we evolved, we recognized the need to have for a new spouse. By transferring to LPL and Stratos, we have the overall flexibility to serve our shoppers with modern capabilities and give them the experiences they should have,” Howard said.

Kunz additional, “Our shoppers are our No. 1 precedence. Just after learning about all the additional assets from LPL and Stratos—everything from buying and selling abilities to client administration computer software to further tax-primarily based economic setting up tools—it was extremely hard to remain. In a shifting environment, we preferred to carry far more to the desk. We are psyched to be in a position we can be happy of, and appear ahead to supplying our clientele with a a lot more personalised touch.”

The go also provides the crew with greater options to improve their exercise by way of M&A, as effectively as create supplemental profits by working closely with centers of influences, such as attorneys and CPAs.

Charles Shapiro, Stratos Founding Lover and Main Advancement Officer, stated, “It is a incredibly aggressive recruiting landscape, specially for substantial caliber private banking groups. We are so honored that Jason, Chad, Shane and their team have chosen to join Stratos Wealth as our latest associates. Utah has been a wonderful marketplace for our company’s advancement and we are happy to assist End result Wealth in their enlargement options in the marketplace.”

Scott Posner, LPL government vice president, Enterprise Progress, mentioned, “We increase a heat welcome to Jason, Shane and Chad, and are honored they turned to LPL and Stratos in their journey to independence. This is a group that was searching for a advancement spouse who could provide them for the prolonged operate. For advisors to have the potential to arrive at their business’ comprehensive prospective, they want a spouse fully commited to their results one particular that has the scale, skills and money to be ready to spend and continuously evolve to meet up with the relevant requirements of their small business and clients. And that is specifically what we do listed here at LPL. Our singular mission is to aid our advisors so they can acquire care of their clientele. We look forward to a very long-lasting and successful romance with Outcome Non-public Prosperity.”

Advisors, uncover an LPL organization advancement representative near you.

About LPL Financial:
LPL Economic (Nasdaq: LPLA) was established on the principle that the business ought to perform for the advisor, and not the other way all-around. These days, LPL is a leader in the markets we provide,** supporting just about 20,000 financial advisors, and about 800 institution-centered investment decision courses and 500 unbiased RIA corporations nationwide. We are steadfast in our determination to the advisor-centered design and the perception that Individuals should have accessibility to personalized assistance from a monetary advisor. At LPL, independence signifies that advisors have the freedom they deserve to decide on the enterprise model, expert services, and technologies means that allow for them to operate their ideal follow. And they have the liberty to deal with their shopper interactions, due to the fact they know their purchasers greatest. Only place, we get treatment of our advisors, so they can choose care of their customers.

About Stratos Prosperity Associates
Stratos Wealth Companions is a major unbiased, companion owned and operated Registered Financial commitment Advisory (RIA) firm. Started in 2009, the business offers operational, strategic and profits-generating assets, as effectively as, a trusted infrastructure making it possible for advisors the adaptability to acquire and increase his/her have company. Because its founding, Stratos has grown to 275 unbiased advisors. Stratos Prosperity Companions, Ltd., an SEC Registered Investment decision Advisor, manages above $10.33 billion in advisory assets, and advises by way of LPL Economic, above $8.28 billion in brokerage and 3rd celebration managed assets for a total of $18.61 billion as of December 31, 2021.

**Best RIA custodian (Cerulli Associates, 2020 U.S. RIA Marketplace Report) No. 1 Independent Broker-Vendor in the U.S (Centered on whole revenues, Financial Scheduling magazine 1996-2021) No. 1 provider of 3rd-social gathering brokerage products and services to financial institutions and credit rating unions (2020-2021 Kehrer Bielan Study & Consulting Annual TPM Report) Fortune 500 Firm as of June 2021. LPL and its affiliated corporations deliver fiscal products and services only from the United States.

* Benefit approximated based mostly on asset and holding specifics offered to LPL from the 12 months 2021

Securities and advisory products and services presented via LPL Fiscal LLC, an SEC-registered broker-dealer and expense advisor. Member FINRA/ SIPC
Financial commitment assistance is also offered through Stratos Prosperity Associates, Ltd., a registered investment decision advisor.

All over this conversation, the phrases “financial advisors” and “advisors” are employed to refer to registered reps and/or investment advisor reps affiliated with LPL Financial LLC. We routinely disclose information and facts that might be vital to shareholders in the “Investor Relations” or “Press Releases” part of our web-site.

Result Non-public Wealth, Stratos Prosperity Associates and LPL Monetary are separate entities.

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Media Get in touch with:
Shannon Greene
(704) 996-1840
[email protected]